Industry: 2003
KAR: 2021
Thomas Licari, CFA
Compliance Director
Start Date
Education
B.S., Business Administration, University of California, Riverside
Prior Work Experience
- Compliance Manager – Hotchkis & Wiley
- Investment Compliance Consultant – Franklin Templeton
- Senior Associate – Risk Management Consulting and Fund of Funds
- Portfolio Compliance Analyst – PIMCO
What Do You Enjoy Most About Your Job?
I thrive in my role due to its dynamic nature. The changing landscape challenges me to adapt and grow, keeping me engaged and excited about what’s next.
What Do You Enjoy Most About Working at KAR?
The best aspect of working at KAR is undoubtedly the people; their diverse talents, perspective, and their unwavering commitment to create an enriching and collaborative environment helps drive our collective success.
What Are You Involved in Outside of Work?
Outside of work I’m always on the hunt for new places and experiences that ignite my curiosity and broaden my horizons.
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Disclosure:
This information is being provided by KAR for illustrative purposes only. Information contained on this site is not intended by KAR to be interpreted as investment advice, a recommendation or solicitation to purchase securities, or a recommendation of a particular course of action and has not been updated since the date of the material, and KAR does not undertake to update the information presented should it change. This information is based on KAR’s opinions at the time of the publication of this material and are subject to change based on market activity. There is no guarantee that any forecasts made will come to pass. KAR makes no warranty as to the accuracy or reliability of the information contained herein. The information provided here should not be considered to be insurance, legal, or tax advice and all investors should consult their insurance, legal, and tax professionals about the specifics of their own insurance, estate, and tax situations to determine any proper course of action for them. KAR does not provide insurance, legal, or tax advice, and information presented here may not be true or applicable for all investor situations. Additional information about KAR’s services and fees may be found in KAR’s Part 2A of Form ADV, which is available upon request or can be found at https://kayne.com/wp-content/uploads/ADV-Part-2A.pdf.