Ranked #8 on
Forbes Top RIA List
(2023)
#5 Independent Advisor in 2023
(#1 in 2017-2020, 2022)
Five Star
Wealth Manager
(2022-2023)
B2B Publishing Visionaries
(2022)

Randy Allen

Senior Wealth Advisor

Start Date
Industry: 1998
KAR: 2014
Education

B.S., Economics, Santa Clara University

Prior Work Experience
  • Vice President, Senior Financial Consultant – Charles Schwab & Co.
  • First Vice President, Financial Advisor – Morgan Stanley
Certifications and Credentials

Series 7, 66

Recognition:
  • 2020-2023 Five Star Wealth Manager (Orange County) by Five Star Professionals
  • 2022 Banking & Finance Visionary, OC Times B2B Publishing
Ranked #8 on
Forbes Top RIA List
(2023)
#5 Independent Advisor in 2023
(#1 in 2017-2020, 2022)
Five Star
Wealth Manager
(2022-2023)
B2B Publishing Visionaries
(2022)

What Do You Enjoy Most About Your Job?
Competing and winning are the two most rewarding aspects of my job. This industry is extremely competitive and I love competing for an investor’s business and I love winning their trust over time.

 

How Does KARWA Approach Wealth Management Differently?

Periods of market volatility can really test an investor’s patience and commitment to their long-term strategy. At Kayne Anderson Rudnick, we intentionally structure portfolios to be defensive during difficult markets.

One technique that has been particularly effective for us over the years involves blending alternative investment strategies together with traditional stock and bond portfolios to truly benefit from diversification.

 

What Do You Hope to Achieve For Your Clients?

When a client says “Randy, I trust you,” it is the ultimate compliment and it represents the very stage in a relationship that I hope to achieve with all of my clients. Trust is something that is earned over time and to hear those words form the clients you represent is a special thing.

What Are You Involved in Outside of Work?
I live in Newport Beach with my wife Erica. We have two dogs, Charlie and Sky, who bring a daily dose of energy, joy and entertainment to their lives. As a former NCAA Division I College Soccer Player, I enjoy all aspects of sports and fitness. I also enjoy traveling abroad and have a great appreciation for a variety of performing arts.

Forbes “Top RIA Firms”The Forbes Top RIA Firms 2023 ranking was issued in October 2023 and covers the year 2023. KAR has not paid a fee to participate in the rankings but has paid fees for a license to reprint and distribute the results of the rankings.

 

Barron’s “Top 100 Independent Advisors”: The Barron’s “Top 100 Independent Advisors 2023” was given in September 2023 and covers the year 2023. KAR has not paid a fee to participate in the rankings but has paid fees for a license to reprint and distribute the results of the rankings.

 

Five Star Wealth Manager 2023: The Five Star Wealth Manager Award was given in May 2023 and covers the year 2023. KAR has not paid fees to the award sponsor to obtain or participate in the award. The firm has paid a fee to license use of the Five Star Wealth Manager Award logo.

 

OC Times 2022 Visionaries: The OC Times B2B Publishing 2022 Visionaries honor was given in March 2022 and covers the year 2022. KAR has not paid fees to the award sponsor to obtain the award and does not anticipate that it will pay fees to re-license the award. KAR sponsored an ad in the 2022 B2B Banking & Finance publication but doing so was not a prerequisite to winning the award.

 

This information is being provided by KAR for illustrative purposes only. Information contained on this site is not intended by KAR to be interpreted as investment advice, a recommendation or solicitation to purchase securities, or a recommendation of a particular course of action and has not been updated since the date of the material, and KAR does not undertake to update the information presented should it change. This information is based on KAR’s opinions at the time of the publication of this material and are subject to change based on market activity. There is no guarantee that any forecasts made will come to pass. KAR makes no warranty as to the accuracy or reliability of the information contained herein.  The information provided here should not be considered to be insurance, legal, or tax advice and all investors should consult their insurance, legal, and tax professionals about the specifics of their own insurance, estate, and tax situations to determine any proper course of action for them. KAR does not provide insurance, legal, or tax advice, and information presented here may not be true or applicable for all investor situations. Additional information about KAR’s services and fees may be found in KAR’s Part 2A of Form ADV, which is available upon request or can be found at https://kayne.com/wp-content/uploads/ADV-Part-2A.pdf.

Contact Randy Allen

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