Randall L. Allen Senior Wealth Advisor
Newport Beach, CA
Highlights
Industry: 1998
KAR: 2014
EDUCATION
B.S., Economics, Santa Clara University
PRIOR WORK EXPERIENCE
- Vice President, Senior Financial Consultant – Charles Schwab & Co.
- First Vice President, Financial Advisor – Morgan Stanley
CERTIFICATIONS AND CREDENTIALS*
Series 7, 66
RECOGNITION
- 2020-2024 Five Star Wealth Manager by Five Star Professionals
| Q: | What Do You Enjoy Most About Your Job? |
| A: | Competing and winning are the two most rewarding aspects of my job. This industry is extremely competitive and I love competing for an investor’s business and I love winning their trust over time.
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| Q: | What Do You Hope to Achieve for Your Clients? |
| A: | When a client says “Randy, I trust you,” it is the ultimate compliment, and it represents the stage in a relationship that I hope to achieve with all of my clients. Trust is something that is earned over time and to hear those words form the clients you represent is a special thing.
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| Q: | How Does KARWA Approach Wealth Management Differently? |
| A: | Periods of market volatility can really test an investor’s patience and commitment to their long-term strategy. At Kayne Anderson Rudnick, we intentionally structure portfolios to be defensive during difficult markets. One technique that I believe has been effective for us over the years involves blending alternative investment strategies together with traditional stock and bond portfolios to provide more diversification. |
| Q: | What Are You Involved in Outside of Work? |
| A: | I live in Newport Beach with my wife Erica. We have two dogs, Charlie and Sky, who bring a daily dose of energy, joy and entertainment to their lives. As a former NCAA Division I College Soccer Player, I enjoy all aspects of sports and fitness. I also enjoy traveling abroad and have a great appreciation for a variety of performing arts. |
Contact Form for Wealth Management
*If you have any questions regarding a particular professional’s credentials or for more information regarding each credential’s requirements and qualifications, please contact KAR to receive a copy of your professional’s Form ADV Part 2B.
The 2024 “OC Banking & Finance Visionaries” honor was given by the LA Times Studio in November 2024 and covers the year 2024. KAR has not paid fees to LA Times Studio to obtain or participate in the award. The firm does not anticipate that it will pay fees to re-license or market the award.
The 2024 “5-Star Wealth Manager” recognition was given by Five Star Professional in May 2024 and covers the year 2024. KAR has not paid fees to Five Star Professional to obtain or participate in the award. The firm has paid a fee to license use of the award logo and market the results of the award.