
Thomas Licari
Compliance Director
Industry Experience Start Date: 2003
KAR Start Date: March 2021
Education: B.S. in Business Administration at the University of California, Riverside, and is a CFA® charter holder.
Prior Work Experience:
Compliance Manager with Hotchkis & Wiley in Los Angeles, California.
Franklin Templeton in San Mateo, California, as an Investment Compliance Consultant from 2012-2019.
Senior Associate for a Risk Management Consulting and Fund of Funds, Hedge Fund firm from 2011-2012.
Portfolio Compliance Analyst for PIMCO in Newport Beach, California, from 2007-2011.
